4164-01-P
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA-2024-N-1464]
Agency Information Collection Activities; Submission for Office of Management and
Budget Review; Comment Request; New Animal Drugs for Investigational Use
AGENCY: Food and Drug Administration, HHS.
ACTION: Notice.
SUMMARY: The Food and Drug Administration (FDA or we) is announcing that a proposed
collection of information has been submitted to the Office of Management and Budget (OMB)
for review and clearance under the Paperwork Reduction Act of 1995.
DATES: Submit written comments (including recommendations) on the collection of
information by [INSERT DATE 30 DAYS AFTER DATE OF PUBLICATION IN THE
FEDERAL REGISTER].
ADDRESSES: To ensure that comments on the information collection are received, OMB
recommends that written comments be submitted to
https://www.reginfo.gov/public/do/PRAMain. Find this particular information collection by
selecting “Currently under Review - Open for Public Comments” or by using the search
function. The OMB control number for this information collection is 0910-0117. Also include
the FDA docket number found in brackets in the heading of this document.
FOR FURTHER INFORMATION CONTACT: Rachel Showalter, Office of Operations,
Food and Drug Administration, Three White Flint North, 10A-12M, 11601 Landsdown St.,
North Bethesda, MD 20852, 240-994-7399, PRAStaff@fda.hhs.gov.
SUPPLEMENTARY INFORMATION: In compliance with 44 U.S.C. 3507, FDA has
submitted the following proposed collection of information to OMB for review and clearance.
New Animal Drugs For Investigational Use

OMB Control Number 0910-0117--Extension
This information collection helps support implementation of Agency statutory and
regulatory requirements regarding the approval of new animal drugs. FDA has the authority
under the Federal Food, Drug, and Cosmetic Act (FD&C Act) to approve new animal drugs. A
new animal drug application (NADA) cannot be approved until, among other things, the new
animal drug has been demonstrated to be safe and effective for its intended use(s). In order to
properly test a new animal drug for an intended use, appropriate scientific investigations must be
conducted. Under specific circumstances, section 512(j) of the FD&C Act (21 U.S.C. 360b(j))
permits the use of an investigational new animal drug to generate data to support a NADA
approval. Section 512(j) of the FD&C Act authorizes us to issue regulations relating to the
investigational use of new animal drugs.
Our regulations in part 511 (21 CFR part 511) set forth the conditions for investigational
use of new animal drugs and require reporting and recordkeeping to qualify for the exemption
from section 512(a) of the FD&C Act. The information collected is necessary to protect the
public health. We use the information to determine that investigational animal drugs are
distributed only to qualified investigators, adequate drug accountability records are maintained,
and edible food products from treated food-producing animals are safe for human consumption.
We also use the information collected to monitor the validity of the studies submitted to us to
support new animal drug approval.
Our regulations require that certain information be submitted to us in a “Notice of
Claimed Investigational Exemption for a New Animal Drug” (NCIE) to qualify for the
exemption and to control shipment of the new animal drug and prevent potential abuse. We also
require reporting by importers of investigational new animal drugs (INDs) for clinical
investigational use in animals (§ 511.1(b)(9)). The information provided by the sponsor in the
NCIE is needed to help ensure that the proposed investigational use of the new animal drug is
safe and that any edible food will not be distributed without proper authorization from FDA.

Information contained in an NCIE submission is monitored under our Bioresearch Monitoring
Program. This program permits us to monitor the validity of the studies and to help ensure the
proper use of the drugs is maintained by the investigators.
Sponsors use eSubmitter, a secure online, question-based submission tool, to submit the
NCIE electronically (https://www.fda.gov/industry/fda-esubmitter/cvm-esubmitter-programs).
Description of Respondents: Respondents to this collection of information are persons
who use new animal drugs for investigational purposes. INDs are used primarily by drug
industry firms, academic institutions, and the government (i.e., sponsors of INDs). Investigators
may include individuals from these entities, as well as research firms and members of the
medical professions. With respect to this information collection, the term “respondent” includes
sponsors who are subject to user fees and sponsors who are not subject to user fees.
In the Federal Register of May 2, 2024 (89 FR 35838), FDA published a 60-day notice
requesting public comment on the proposed collection of information. No comments were
received.
FDA estimates the burden of this collection of information as follows:
Table 1.--Estimated Annual Reporting Burden1, 2
21 CFR Section/Activity
No. of
No. of
Total
Average
Total
Respondents Responses
Annual
Burden per Hours
per
Responses Response
Respondent
511.1(b)(4), 511.1(b)(5)
257
5.70
1,466
1.12 1,634
511.1(b)(6) 511.1(b)(8)(ii),
and 511.1(b)(9); submissions
of NCIE, data to obtain
authorization, any additional
information upon request of
FDA, reporting of findings
that may suggest significant
hazards, and reporting by
importers of investigational
new animal drugs for clinical
investigational use in
animals.
1 There are no capital costs or operating and maintenance costs associated with this collection of
information.
2 Totals may not sum due to rounding.

Table 2.--Estimated Annual Recordkeeping Burden1, 2
21 CFR Section/Activity
No. of
No. of
Total
Average
Total
Recordkeep Records per Annual
Burden per Hours
ers
Recordkeep Records Recordkeepi
er
ng
511.1(a)(3), 511.1(b)(3),
257
17.44
4,482
2.57 11,51
511.1(b)(7), and
9
511.1(b)(8)(ii); Maintain
records showing the name
and post office address of the
expert or expert organization
to whom the new animal
drug, or feed containing the
same is shipped and the date,
quantity, and batch or code
mark of each shipment and
delivery; maintain records of
the investigation and all
reports received by a sponsor
from investigators.
1 There are no capital costs or operating and maintenance costs associated with this collection of
information.
2 Totals may not sum due to rounding.
The NCIE must contain, among other things, the following specific information: (1)
identity of the new animal drug, (2) labeling, (3) statement of compliance of any non-clinical
laboratory studies with good laboratory practices, (4) name and address of each clinical
investigator, (5) the approximate number of animals to be treated or amount of new animal
drug(s) to be shipped, and (6) information regarding the use of edible tissues from investigational
animals (§ 511.1(b)(4)). If the new animal drug is to be used in food-producing animals (e.g.,
cattle, swine, chickens, fish, etc.), certain data must be submitted to us to obtain authorization for
the use of edible food products from treated food-producing animals (§ 511.1(b)(5)). We require
sponsors upon request to submit information with respect to the investigation to determine
whether there are grounds for terminating the exemption (§ 511.1(b)(6)). We require sponsors to
report findings that may suggest significant hazards pertinent to the safety of the new animal
drug (§ 511.1(b)(8)(ii)).
If the new animal drug is only for tests in vitro or in laboratory research animals, the
person distributing the new animal drug must maintain records showing the name and post office

address of the expert or expert organization to whom it is shipped and the date, quantity, and
batch or code mark of each shipment and delivery for a period of 2 years after such shipment or
delivery (§ 511.1(a)(3) and (b)(3)).
We require complete records of the investigation, including records of the receipt and
disposition of each shipment or delivery of the investigational new animal drug (§ 511.1(b)(7)).
We also require records of all reports received by a sponsor from investigators to be retained for
2 years after the termination of an investigational exemption or approval of a NADA (§
511.1(b)(8)(i)).
The estimate of the time required for reporting requirements, record preparation, and
maintenance for this collection of information is based on our informal communication with
industry. Based on the number of sponsors subject to animal drug user fees, we estimate that
there are 257 respondents. We use this estimate throughout both tables to calculate the “number
of responses per respondent” by dividing the total annual responses by number of respondents.
The burden we attribute to reporting and recordkeeping activities is assumed to be distributed
among the individual elements of the respective information collection activities.
Additional information needed to make a final calculation of the total burden hours (i.e.,
the number of respondents, the number of recordkeepers, the number of NCIEs received, etc.) is
derived from our records.
Since our last renewal, there is an adjustment decrease in the total burden hours of 2,401,
which we attribute to a decrease in the number of respondents, annual responses, and records.
Dated: July 3, 2024.
Lauren K. Roth,
Associate Commissioner for Policy.
[FR Doc. 2024-15011 Filed: 7/8/2024 8:45 am; Publication Date: 7/9/2024]